Tarik A Kawi

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

1) 1171 Delaware Avenue, a limited partnership which owns and manages office building located at 1171 Delaware Ave, Buffalo, NY 14209, part-owner and passive limited partner, not conducted at branch, not investment related. 2) Fixed insurance sales; as of 11/25/2016; Investment related and conducted from branch location. 3) Director of RLB 1050, Inc., family partnership created to operate family estate. Investment related. Not conducted from branch location. 4) Owner of Family Management Group, LLC, entity used to provide administrative services to family estate. Investment related. Not conducted from branch location. 5) Co-owner, RLB Roseland, LLC an entity created for the purpose of owning private property in , as of 06/29/2020; 1% time spent during business hours; Not conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-18
• S65 Uniform Investment Adviser Law Examination
  1997-07-17