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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-01-07 |
Branch Locations
824 A1A N, Ponte Vedra Beach, FL 32082 • United States
22 Bull St, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 08/2014 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 08/2014 | Present |
I*1094292 Entity Type: Charitable Name of outside business organization: Flagler College Investment related: No Address of business: Saint Augustine, Florida, 33084 Nature of business: School, College or University Position, title, association: Committee, Fundraising committee Start date of relationship: 12/6/2022 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 1hour Duties: Committee member for Institutional Advancement for Capital Capital. They want me to lend my experience and business background in improving Flaglers College profile and connectivity with potential donors. I*1816267, Entity Type: For Profit, Name of OBA:TOBYDOG LLC Address: Burnsville, MN Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/17/2024 No Hours: 2 hrs yearly No Hours during trading: 0 Duties: TOBYDOG LLC will acquire a townhome - Lakeview, MN 55044. My mom/sister will reside at the townhouse. My role is managing member of TOBYDOG LLC. I*: 2086392 Entity Type: Entity For Profit Name of OBA: Eagle Claw LLC Address: St. Augustine Fl 32084 Investment Related: No Position, Title, Association: Officer Employee Start Date: 12/01/2024 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Owner of the LLC that will hold a rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-01 |
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