Joseph Raymond Pigot

Current Employers

Employment History

• 06/2014 → 02/2020
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 02/2020 → Present
  Lpl Financial, Llc
  New Rochelle, NY
• 02/2020 → Present
  Private Advisor Group
  New Rochelle, NY

Other Businesses

1. 02/10/2020 - FLYNN FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ NEW ROCHELLE, NY. 2. 2/12/2020 - Private Advisor Group - DBA: (Hybrid) FLYNN FINANCIAL PARTNERS LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 200 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/12/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 200 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/26/2020 - Private Advisor Group - DBA: (Hybrid) Premier Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/12/2020 - 60 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/09/2020 - Dowd Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/09/2020 - 60 Hours Per Month/ 50 Hours During Securities Trading. 6. 06/24/2024 - Dowd Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/04/2024 - 10 Hours Per Month/ During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-23