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Current Employers
Mfs Institutional Advisors Inc.

111 Huntington Avenue, Boston, MA 02199-7618 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-02
  • MA RA
    APPROVED
    Since 2025-01-02

Branch Locations

Concord, MA • United States

111 Huntington Avenue, Boston, MA 02199-7618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 12/2007 Present
  • 12/2007 → Present
    Mfs Fund Distributors, Inc.
    Boston, MA
Previous Registrations
  • 2004-11-16 → 2006-03-13
    Nicholas-Applegate Capital Management Llc
    San Diego, CA
Other Businesses

As of February 2021 manager (rental property management) of Myrtle Roofdeck LLC, 270 Elsinore St. Concord, MA 01742 for approximately 2 hours per month. This position in not investment related and may be performed (2 hours per month) during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-01-14
S65 Uniform Investment Adviser Law Examination 2001-11-06
  • S63 Uniform Securities Agent State Law Examination
    2008-01-14
  • S65 Uniform Investment Adviser Law Examination
    2001-11-06
Designations

View on SEC IAPD

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