Scott Wayne Smith

Current Employers

Employment History

• 06/2008 → 01/2017
  Capital Financial Services Inc.
  Minot, ND
• 01/2017 → Present
  Independent Financial Group
  Fresco, CA

Previous Registrations

• 2008-06-02 → 2017-01-24
  Capital Financial Services, Inc.
  Madera, CA
  Fresno, CA
  Minot, ND
  Madera, CA
• 2005-11-18 → 2008-05-02
  Signator Investors, Inc.
  Medera, CA
  Irvine, CA
• 2002-06-13 → 2005-08-29
  Morgan Stanley Dw Inc.
  Fresno, CA

Other Businesses

(1) CAPITAL FINANCIAL & SERVICES, INC. POSITION: Agent/Representative NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 146 SECURITIES TRADING HOURS: 145 START DATE: 04/01/2008 ADDRESS: 1318 East Shaw Avenue, Suite 200, Fresno CA 93710, United States DESCRIPTION: Registered Representative at DBA used for marketing purposes (2) ABIGAILS CANDY SHOP POSITION: Member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 54 SECURITIES TRADING HOURS: 5 START DATE: 05/08/2008 ADDRESS: 1260 Shaw Ave #113, Clovis CA 93612, United States DESCRIPTION: Co-Owner of candy shop (3) JOHN HANCOCK LIFE INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2008 ADDRESS: 1318 East Shaw Avenue, Suite 200, Fresno CA 93710, United States DESCRIPTION: CA Insurance agent offering life insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-19
• S63 Uniform Securities Agent State Law Examination
  2000-12-18