Sean Patrick Cote

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2020
  Sva Plumb Wealth Management, Llc
  Madison, WI
• 01/2021 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 01/2021 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Previous Registrations

• 2012-01-04 → 2021-01-13
  Sva Wealth Management, Llc
  Madison, WI
• 2012-06-12 → 2014-12-31
  Wisconsin Capital Management, Llc
  Madison, WI
• 2005-12-09 → 2012-01-03
  Sva Wealth Management, Inc.
  Madison, WI

Other Businesses

Wealth Enhancement Group DBA

Exams

• S66 Uniform Combined State Law Examination
  2005-12-08
• S63 Uniform Securities Agent State Law Examination
  1997-06-13

Other Names

• Sean P Cote
• Sean Patrick Cote
• Sean Cote