Christopher Charles Rall

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-06
PA	RA	APPROVED	2011-02-15

TX RA
APPROVED_RES

Since 2022-09-06
PA RA
APPROVED

Since 2011-02-15

Branch Locations

Newtown Square, PA • United States

3803 West Chester Pike Suite 200, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	West Conshohocken	PA	06/2009	07/2022
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present
Morgan Stanley Smith Barney Llc	Newtown Square	PA	07/2022	Present

06/2009 → 07/2022

Morgan Stanley Smith Barney Llc

West Conshohocken, PA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
07/2022 → Present

Morgan Stanley Smith Barney Llc

Newtown Square, PA

Previous Registrations

2002-12-18 → 2006-02-07

Morgan Stanley Dw Inc.

W. Conshohoc, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-17
S63	Uniform Securities Agent State Law Examination	1997-06-27

S65 Uniform Investment Adviser Law Examination

1997-07-17
S63 Uniform Securities Agent State Law Examination

1997-06-27

Other Names

Christopher Rall
Christopher Charles Rall
Chris C Rall

View on SEC IAPD