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Randolph P Doerr

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Red Bank, NJ

Iselin, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-26
NJ RA APPROVED 2012-01-18
  • TX RA
    APPROVED_RES
    Since 2016-07-26
  • NJ RA
    APPROVED
    Since 2012-01-18

Branch Locations

186 Columbia Tpke, Florham Park, NJ 07932 • United States

77 Broad St, Red Bank, NJ 07701 • United States

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clifton NJ 01/2012 Present
Bank Of America, N.A. Clifton NJ 02/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-14
S63 Uniform Securities Agent State Law Examination 1997-07-30
  • S65 Uniform Investment Adviser Law Examination
    1997-08-14
  • S63 Uniform Securities Agent State Law Examination
    1997-07-30
Other Names
  • Randy Doerr
  • Randolph P (Jr) Doerr
  • Randolph Perry Doerr
  • Randy Doerr
  • Randolph P Doerr
  • Randolph Perry Doerr

View on SEC IAPD

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