Susan Lois Light

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 03/2017
  Metlife Securities Inc
  Rochester, NY
• 03/2017 → 10/2021
  Lpl Financial, Llc
  Rochester, NY
• 03/2017 → 06/2018
  The Patriot Financial Group
  Rochester, NY
• 06/2018 → 10/2021
  Stratos Wealth Partners, Ltd
  Rochester, NY
• 10/2021 → Present
  Sagepoint Financial, Inc.
  Rochester, NY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Rochester, NY

Previous Registrations

• 2021-10-15 → 2023-09-01
  Osaic Services, Inc.
  Williamsville, NY
  Rochester, NY
• 2018-06-27 → 2021-10-15
  Stratos Wealth Partners, Ltd
  Rochester, NY
  Williamsville, NY
• 2018-07-05 → 2020-10-06
  Lpl Financial Llc
  Rochester, NY
  Westborough, MA
  Rochester, NY
  Williamsville, NY
• 2018-02-05 → 2018-06-29
  The Patriot Financial Group, Llc
  Rochester, NY
  Walpole, MA
  Williamsville, NY
• 2005-02-24 → 2005-12-31
  Osaic Fa, Inc.
  Rochester, NY
  Rochester, NY

Other Businesses

1. EXECUTOR POSITION: Executor NATURE: I am the Executor on my wife Joan F. Bosco's will. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2015 ADDRESS: 1777 Schlegel Rd, Webster, New York 14580 DESCRIPTION: None. I am just the Executor for her Will in the event of her passing. 2. KAFL INSURANCE RESOURCES POSITION: Insurance Agent NATURE: This company is an insurance and brokerage GA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/15/2021 ADDRESS: 800 Linden Avenue, Rochester NY 14625, United States DESCRIPTION: I plan on writing new life insurance and disability insurance business through this GA. 3. LIGHT STRATEGIC ADVISORS LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2017 ADDRESS: 1777 Schlegel Rd, Webster NY 14580, United States DESCRIPTION: This entity receives payments from the sale of this business. 4. ARCHER TRAVEL / SUN2SEATRAVEL POSITION: Certified Travel Specialist NATURE: Archer is the Corporation I am under, but I will be doing business as Sun2SeaTravel INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2024 ADDRESS: 1777 Schlegel Rd, Webster NY 14580, United States DESCRIPTION: I can do this as much or as little as I want, solely on my time outside of my securities business, on the weekends, and expect to spend about 5 hours a month doing it. I will be planning to start, probably just my trips, and at some point will plan vacations for some other people-researching and finding them the best deals on hotels, cruises, etc. I understand that I can't solicit clients. 5. OUTSIDE AGENTS / SUN2SEATRAVEL POSITION: Certified Travel Specialist NATURE: Outside Agents is the Corporation I am under, but I will be doing business as Sun2SeaTravel INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2024 ADDRESS: 1777 Schlegel Rd, Webster NY 14580, United States DESCRIPTION: I can do this as much or as little as I want, solely on my time outside of my securities business, on the weekends, and expect to spend about 5 hours a month doing it. I will be planning to start, probably just my trips, and at some point will plan vacations for some other people-researching and finding them the best deals on hotels, cruises, etc. I understand that I can't solicit clients.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-05
• S63 Uniform Securities Agent State Law Examination
  1999-12-14

Other Names

• Susan Coene
• Susan Lois Coene
• Susie L Light