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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-17 |
| GA | RA | APPROVED | 2015-07-07 |
Branch Locations
33 Bull Street Suite 200, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Savannah | GA | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | Savannah | GA | 07/2015 | Present |
1) BARROW ARMS COMPANY LLC; 7601 Skidaway Road Savannah GA 31406; Gunsmithing services; Sole Member, Owner; direct all business activities; affiliation started 01/01/2002; 48 hour per year; not during securities trading hours; not investment related. 2) Barrow Farm & Timber, L.L.C; 22 W Bryan St, PMB 300 Savannah GA 31401; General Partner of Craig Barrow III, L.P; 50% Owner; Manager; 12/31/2014; 20.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related 3. CRAIG BARROW III, L.P. 22 WEST BRYAN STREET, BOX 300 SAVANNAH GA 31401; TIMBER, FARMING, AND OTHER RELATED ACTIVITIES; MANAGER; AFFILITION STARTED 12/31/2015; 30 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 4. Wormsloe Foundation; 7601 Skidaway Road Savannah GA 31406; Nonprofit supporting research and education; Trustee; help board decide direction of entity; affiliation started 01/01/2000; 4 hours per quarter; not during securities trading hours; not investment related. 5. Wormsloe Institute; 108 East York Street, Box 300, Savannah, GA 31401; Non-profit focused on research and education of Wormsloe Historic Site; Board of Trustees; Voting trustee in relation to research and education; 01/01/2010; 1 Hour per Quarter; Not during securities trading hours; Not Investment-Related. 6. University of Georgia Press; 320South Jackson Street Athens GA 30602; Advisory Board member; Help encourage and support the UGA Press in its endeavors; 1/1/24; 2 hours per month; not during securities trading hours; not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-04 |
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