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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-17
GA RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2023-05-17
  • GA RA
    APPROVED
    Since 2015-07-07

Branch Locations

33 Bull Street Suite 200, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Savannah GA 07/2015 Present
Stifel, Nicolaus & Company, Incorporated Savannah GA 07/2015 Present
Previous Registrations
  • 2010-09-08 → 2015-07-07
    Intl Advisory Consultants Inc.
    Savannah, GA
Other Businesses

1) BARROW ARMS COMPANY LLC; 7601 Skidaway Road Savannah GA 31406; Gunsmithing services; Sole Member, Owner; direct all business activities; affiliation started 01/01/2002; 48 hour per year; not during securities trading hours; not investment related. 2) Barrow Farm & Timber, L.L.C; 22 W Bryan St, PMB 300 Savannah GA 31401; General Partner of Craig Barrow III, L.P; 50% Owner; Manager; 12/31/2014; 20.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related 3. CRAIG BARROW III, L.P. 22 WEST BRYAN STREET, BOX 300 SAVANNAH GA 31401; TIMBER, FARMING, AND OTHER RELATED ACTIVITIES; MANAGER; AFFILITION STARTED 12/31/2015; 30 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 4. Wormsloe Foundation; 7601 Skidaway Road Savannah GA 31406; Nonprofit supporting research and education; Trustee; help board decide direction of entity; affiliation started 01/01/2000; 4 hours per quarter; not during securities trading hours; not investment related. 5. Wormsloe Institute; 108 East York Street, Box 300, Savannah, GA 31401; Non-profit focused on research and education of Wormsloe Historic Site; Board of Trustees; Voting trustee in relation to research and education; 01/01/2010; 1 Hour per Quarter; Not during securities trading hours; Not Investment-Related. 6. University of Georgia Press; 320South Jackson Street Athens GA 30602; Advisory Board member; Help encourage and support the UGA Press in its endeavors; 1/1/24; 2 hours per month; not during securities trading hours; not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-09
S63 Uniform Securities Agent State Law Examination 1997-11-04
  • S66 Uniform Combined State Law Examination
    2010-08-09
  • S63 Uniform Securities Agent State Law Examination
    1997-11-04

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