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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
OH RA APPROVED 1999-09-19
  • TX RA
    APPROVED
    Since 2022-02-02
  • OH RA
    APPROVED
    Since 1999-09-19

Branch Locations

99 Ashwood Dr Ste A, Tiffin, OH 44883 • United States

836 W South Boundary St Ste 2B, Perrysburg, OH 43551 • United States

Pemberville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Perrysburg OH 09/2005 03/2020
Ameriprise Financial Services, Llc Tiffin OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 836 W. South Boundary St.Perrysburg, OH 43551, , Perrysburg, OH, 43551; Investment-Related; 06/01/2006. Business Ownership; OFS Management Group; None; This business does not have any income, expenses, assets, or liabilities. It does nothing.; 4635 Scotch Ridge RdPemberville, OH 43450, ,; Not Investment-Related; 01/01/2017; 0 hours per month; 0 during trading hours / Aeroventures, LLC; I get to fly the airplane whenever I want to.; This is not a business. It is a LLC Shell to provide liability protection for an partnership in an airplane used for personal use by its members.; 4635 Scotch Ridge Rd, , Pemberville, OH, 43450; Not Investment-Related; 05/07/2012; 0 hours per month; 0 during trading hours / KEG Tax Service LLC; Tax Return Preparation; Tax Preparation; 836 W SOuth Boundary ST, , Perrysburg, OH, 43551; Not Investment-Related; 01/01/2006; 1 to 9 hours per month; 1 to 9 during trading hours / OFS Property Management; Owner; Real Estate; 4635 Scotch Ridge RdPemberville, OH 43450, ,; Not Investment-Related; 04/23/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Designations

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