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1051 Newark Rd, Mount Vernon, OH 43050 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2013-01-15 |
| OH | RA | APPROVED | 2013-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Douglas Investments, Llc | Mt. Vernon | OH | 05/2011 | Present |
| Sovereign Global Advisors Llc | Denver | CO | 01/2014 | Present |
FINOP/CCO FOR ANOTHER BROKER DEALER, SOVEREIGN GLOBAL ADVISORS NO ASSOSCIATION WITH LINCOLN DOUGLAS INVESTMENTS, LLC. 4/15/2013 IS DATE OF ASSOCIATION AND DEVOTE APPROX 20HRS/MO, 5-10 DURING TRADING HOURS. ESTABLISH AND REVIEW FINANCIAL AND COMPLIANCE RECORDS AND CONTROLS. SUBMITT REQUIRED FINRA FILLINGS. Mohney Enterprises LLC, Not investment related. Dry Ice blasting services and rental. Owner start date 3/24/21 5 hours/month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-03 |
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