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Current Employers
Blue Monarch Financial Inc.

2418 Lee Street Suite 130, Greenville, TX 75401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
  • TX RA
    APPROVED
    Since 2025-11-20

Branch Locations

Milton, GA • United States

2418 Lee Street Suite 130, Greenville, TX 75401 • United States

Uhy Wealth Management Ria Llc

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-07-29
  • MI RA
    APPROVED
    Since 2024-07-29

Branch Locations

Milton, GA • United States

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B/D Consulting Associates, Inc. Duluth GA 05/2001 Present
Coda Markets, Inc. Glenview IL 10/2009 07/2022
Ax Trading, Llc Stamford CT 08/2010 03/2021
Magu Securities Inc. Jersey City NJ 11/2012 Present
Ascendiant Capital Markets, Llc Irvine CA 08/2013 Present
Ascendiant Securities, Llc Irvine CA 08/2013 Present
Garrison Securities, Llc New York NY 02/2014 04/2019
Garrison Securities, Llc New York NY 04/2015 04/2019
Valor First, Llc. New York NY 02/2017 02/2024
Acc Securities, Llc Dallas TX 04/2017 12/2022
Level 9 Technology Advisors, Llc Venice CA 05/2017 05/2022
Surftrade Llc Long Beach CA 10/2017 03/2025
Euronext Synapse Llc New York NY 12/2017 Present
Maxwellfort Investments, Lp Miami FL 04/2016 10/2018
Third Party Trade Llc Portland OR 05/2015 03/2020
Prime Decision Consulting, Llc New York NY 11/2017 Present
Cobalt Capital, Inc. Orlando FL 12/2018 Present
Fusion Analytics Securities, Llc Coral Springs FL 04/2019 03/2022
Parsonex Capital Markets, Llc Englewood CO 05/2019 09/2021
Johnstone Brokerage Services, Llc Lake Oswego OR 07/2019 07/2024
Bitooda Technologies, Llc Raynham MA 08/2019 Present
Sila Bd, Llc Portland OR 02/2020 09/2021
Good Investor Financial Portland OR 07/2020 Present
Oak Hills Securities, Inc. Oklahoma City OK 08/2020 Present
Titan Global Technologies Llc New York NY 03/2021 Present
5D Partners Llc Jersey City NJ 06/2021 12/2021
Soluta Securities International, Llc Reston VA 06/2021 Present
H & L Equities, Llc Atlanta GA 06/2022 12/2022
Enerecap Partners, Llc Atlanta GA 06/2022 Present
Rocket Dollar Capital, Llc Austin TX 08/2022 Present
Uhy Advisors Corporate Finance, Llc Farmington Hills MI 08/2022 Present
Horang Securities, Llc New York NY 05/2023 Present
Airlink Markets, Llc Bellevue WA 07/2023 06/2024
Brightchoice Financial, Llc Nashville TN 03/2024 Present
Hapi Securities Llc Easton CT 05/2025 Present
Uhy Wealth Management Ria, Llc Farmington Hills MI 06/2024 Present
Blue Monarch Financial, Inc. Greenville TX 10/2025 Present
Arc Group Securities Greenbrae CA 01/2026 Present
Coinlist Markets, Llc San Francisco CA 11/2019 02/2026
Whitestone Wealth Advisors, Llc Rowlett TX 04/2026 Present
  • 05/2001 → Present
    B/D Consulting Associates, Inc.
    Duluth, GA
  • 10/2009 → 07/2022
    Coda Markets, Inc.
    Glenview, IL
  • 08/2010 → 03/2021
    Ax Trading, Llc
    Stamford, CT
  • 11/2012 → Present
    Magu Securities Inc.
    Jersey City, NJ
  • 08/2013 → Present
    Ascendiant Capital Markets, Llc
    Irvine, CA
  • 08/2013 → Present
    Ascendiant Securities, Llc
    Irvine, CA
  • 02/2014 → 04/2019
    Garrison Securities, Llc
    New York, NY
  • 04/2015 → 04/2019
    Garrison Securities, Llc
    New York, NY
  • 02/2017 → 02/2024
    Valor First, Llc.
    New York, NY
  • 04/2017 → 12/2022
    Acc Securities, Llc
    Dallas, TX
  • 05/2017 → 05/2022
    Level 9 Technology Advisors, Llc
    Venice, CA
  • 10/2017 → 03/2025
    Surftrade Llc
    Long Beach, CA
  • 12/2017 → Present
    Euronext Synapse Llc
    New York, NY
  • 04/2016 → 10/2018
    Maxwellfort Investments, Lp
    Miami, FL
  • 05/2015 → 03/2020
    Third Party Trade Llc
    Portland, OR
  • 11/2017 → Present
    Prime Decision Consulting, Llc
    New York, NY
  • 12/2018 → Present
    Cobalt Capital, Inc.
    Orlando, FL
  • 04/2019 → 03/2022
    Fusion Analytics Securities, Llc
    Coral Springs, FL
  • 05/2019 → 09/2021
    Parsonex Capital Markets, Llc
    Englewood, CO
  • 07/2019 → 07/2024
    Johnstone Brokerage Services, Llc
    Lake Oswego, OR
  • 08/2019 → Present
    Bitooda Technologies, Llc
    Raynham, MA
  • 02/2020 → 09/2021
    Sila Bd, Llc
    Portland, OR
  • 07/2020 → Present
    Good Investor Financial
    Portland, OR
  • 08/2020 → Present
    Oak Hills Securities, Inc.
    Oklahoma City, OK
  • 03/2021 → Present
    Titan Global Technologies Llc
    New York, NY
  • 06/2021 → 12/2021
    5D Partners Llc
    Jersey City, NJ
  • 06/2021 → Present
    Soluta Securities International, Llc
    Reston, VA
  • 06/2022 → 12/2022
    H & L Equities, Llc
    Atlanta, GA
  • 06/2022 → Present
    Enerecap Partners, Llc
    Atlanta, GA
  • 08/2022 → Present
    Rocket Dollar Capital, Llc
    Austin, TX
  • 08/2022 → Present
    Uhy Advisors Corporate Finance, Llc
    Farmington Hills, MI
  • 05/2023 → Present
    Horang Securities, Llc
    New York, NY
  • 07/2023 → 06/2024
    Airlink Markets, Llc
    Bellevue, WA
  • 03/2024 → Present
    Brightchoice Financial, Llc
    Nashville, TN
  • 05/2025 → Present
    Hapi Securities Llc
    Easton, CT
  • 06/2024 → Present
    Farmington Hills, MI
  • 10/2025 → Present
    Greenville, TX
  • 01/2026 → Present
    Arc Group Securities
    Greenbrae, CA
  • 11/2019 → 02/2026
    Coinlist Markets, Llc
    San Francisco, CA
  • 04/2026 → Present
    Rowlett, TX
Previous Registrations
  • 2026-04-09 → 2026-07-30
    Rowlett, TX
    Milton, GA
  • 2010-09-09 → 2011-04-25
    Midsouth Capital, Inc.
    Duluth, GA
    Atlanta, GA
  • 2007-12-05 → 2009-08-31
    Investment Advisors International, Inc.
    Duluth, GA
    Duluth, GA
    Tampa, FL
Other Businesses

OWNER SINCE 2001 - B/D CONSULTING ASSOCIATES, INC., 166 TRIPLE CROWN CT., MILTON, GA 30004, NOT INVESTMENT RELATED, PROVIDE CONSULTING SERVICES TO BROKER/DEALERS, APPROXIMATELY 10 HOURS PER MONTH, ALL DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
S63 Uniform Securities Agent State Law Examination 2004-07-02
  • S66 Uniform Combined State Law Examination
    2023-12-04
  • S63 Uniform Securities Agent State Law Examination
    2004-07-02

View on SEC IAPD

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