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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-10-30 |
| TX | RA | APPROVED | 2019-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Pittsfield | MA | 09/2005 | 10/2019 |
| Raymond James Financial Services, Inc. | Lenox | MA | 10/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Lenox | MA | 10/2019 | Present |
| Lenox Library Association | Lenox | MA | 11/2012 | 11/2020 |
(1)Name of Business: Keator Group, LLC. Address: 218 Main St., Lenox, MA, 01240, United States Activity Type: Non profit Position/Title: Officer - Vice President, Director, Founder Investment Related: Yes Start Date: 05/01/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner and operator of the business (2)Name of Business: Lenox 218 Real Estate LLC Address: 218 Main St, Lenox, MA, 01240, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 12/31/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manager (3)Name of Business: MDMK Corp Address: 27 Undermountain Road, Lenox, MA, 01240, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2005 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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