Lisa Wells

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 04/2017 → 06/2022
  Morgan Stanley
  Houston, TX
• 06/2022 → Present
  Ubs Financial Services Inc.
  Houston, TX

Previous Registrations

• 2017-04-28 → 2022-06-29
  Morgan Stanley
  Houston, TX
  Houston, TX
  The Woodlands, TX
• 2004-12-14 → 2017-04-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  The Woodlands, TX
  San Diego, CA
  Rancho Santa Fe, CA
  Los Angeles, CA
  Newport Beach, CA
  San Diego, CA
  Laguna Hills, CA
  Irvine, CA

Other Businesses

1. Real Estate; Investment related Yes; Aliso Viejo, CA; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2014; During business hours: 0; After business hours: 5; Address Tenant concerns and hire maintenance workers. 2. * 413967 - Rental Property; Investment related Yes; Spring,TX; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 0; After business hours: 6; Check Signing/Funds Disbursements, Business Development/Growth L.D.W. Revocable, Hold assets that I own solely, As trustee, i will manage my own assets, start date-7/27/2022, TomballTX United States-77375.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-13

Other Names

• Lisa D Kilson
• Lisa Detrice Kilson
• Lisa Jones