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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-12 |
| OH | RA | APPROVED | 2003-07-14 |
Branch Locations
1956 Carter Road Suite 200, Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Inc | Cleveland | OH | 06/2003 | Present |
| Mass Mutual Life Insurnace | Cleveland | OH | 06/2003 | Present |
(1) NAME: ONEDIGITAL REL: Y ADDR: 1133 MEDINA ROAD, SUITE 300, MEDINA OH 44256 NATURE: OUTSIDE INSURANCE SALES; INDIVIDUAL LIFE, GROUP LIFE, & GROUP HEALTH POSITION: SALES START: 02/01/2009 NO/HRS: 4 NO/HRS DUR TRADING: 4 (2) NAME: KEVEN P. PRATHER INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: TRADITIONAL INSURANCE THROUGH OUTSIDE CARRIERS POSITION: SALES/OWNERSHIP/AGENT START: 06/01/2003 NO/HRS: 5 NO/HRS DUR TRADING: 5 (3) NAME: ETHEL PRATHER ANTIQUES INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: RETAIL SALES POSITIION: PROPRIETOR START: 9/26/2020 NO/HRS: 8 NO/HRS DUR TRADING: 0 (4) NAME: TRANSITIONEXT ADVISORS INV REL: N ADD: 10761 CLARK ROAD CHARDON, OH 44024 NATURE: PUBLISHED AUTHOR POSITION: AUTHOR START DATE: 09/30/2022 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: CO-AUTHOR A BOOK WITH BEST-SELLING AUTHOR JACK CANFIELD. MY OBLIGATION IS TO WRITE A CHAPTER IN THIS BOOK AS A CO-AUTHOR (5) NAME: PHI KAPPA TAU CORPORATION INV REL: Y ADD: 1630 HIGHWAY 98, TROY ID 83871 AND 620 IDAHO AVE, MOSCOW ID 83643 NATURE: THIS IS THE HOUSE CORPORATION THAT OWNS AND MANGE'S BETA GAMMA CHAPTER OF PHI KAPPA TAU FRATERNITY HOUSE OF UNIVERSITY OF IDAHO CAMPUS, MOSCOW, IDAHO POSITION: SECRETARY (HOUSING CORPORATION) START DATE: 02/01/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MANAGE FRATERNITY HOUSE LEASE, COORDINATE REPAIRS TO AND MAINTENANCE OF FRATERNITY HOUSE (6) NAME: LIMINAL PARTNERS INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: CONSULTING AND ADMIN SUPPORT POSITION: OWNER/PARTNER START DATE: 03/01/2024 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 20 DUTIES: PROVIDING MANAGEMENT CONSULTING AND ADMINISTRATIVE SUPPORT SERVICES TO A SELECT GROUPS OF HIGH-NET-WORTH BUSINESS OWNERS AND THEIR FAMILIES, VIRTUAL FAMILY OFFICE ADMINISTRATIVE SERVICES (7) NAME: PRIVATE DIRECTORS ASSOCIATION INV REL: N ADD: 200 E. RANDOLPH ST., SUITE 5100, CHICAGO, IL 60601 NATURE: ORGANIZATION THAT PROVIDES EDUCATION, CERTIFICATION AND PROGRAMMING FOR INDIVIDUALS TO BECOME QUALIFIED TO SERVE ON PRIVATE COMPANY BOARDS POSITION: CO-CHAIR PDA CLEVELAND MEMBERSHIP COMMITTEE START DATE: 01/01/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROVIDE STRATEGIC DIRECTION AND OVERSIGHT OF PDA CLEVELAND'S MEMBERSHIP COMMITTEE IN A EFFORT TO GROW MEMBERSHIP OF THE ORGANIZATION. OBLIGATIONS ARE CO-CHAIR A MONTHLY COMMITTEE MTG; ATTEND ONCE PER MONTH IS EXECUTIVE COMMITTEE MEETING. HELP EXECUTE ORGANIZATION'S STRATEGIC PLAN FOR MEMBERSHIP GROWTH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-04 |
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