James Todd Carbonell

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Moraga, CA
• 11/2016 → 08/2017
  Wells Fargo Clearing Services, Llc
  Moraga, CA
• 08/2017 → Present
  Rbc Capital Markets, Llc
  Walnut Creek, CA
• 12/2017 → Present
  City National Bank
  Walnut Creek, CA

Previous Registrations

• 2011-01-03 → 2017-08-30
  Wells Fargo Clearing Services, Llc
  Moraga, CA
  Orinda, CA
  Walnut Creek, CA
  Lafayette, CA
• 2004-05-14 → 2011-01-03
  Wells Fargo Investments, Llc
  Moraga, CA
  Dublin, CA
  Dublin, CA
  Orinda, CA
• 2004-01-01 → 2004-05-14
  Pnc Wealth Management Llc
  King Of Prussia, PA
• 2003-06-05 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  King Of Prussia, PA

Other Businesses

(1) 3D LACROSSE; ADDRESS: WALNUT CREEK, CA; BUSINESS DESCRIPTION: YOUTH LACROSSE ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 08/03/2015; CAPACITY: EMPLOYEE; DUTIES: COACHING; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) DIABLO SCORPION LACROSSE CLUB; ADDRESS: DANVILLE, CA; BUSINESS DESCRIPTION: YOUTH LACROSSE ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 09/01/2017; CAPACITY: BOARD OF DIRECTORSS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) SAN RAMON UNIFIED SCHOOL DISTRICT; ADDRESS: 501 DANVILLE BLVD, DANVILLE, CA 94526; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: ATHLETIC PROGRAM; CAPACITY: LACROSSE COACH; START DATE: 03/01/2019; DUTIES: COACHING; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; 4) NAME OF ENTITY: Vacation Rental ADDRESS: 23 Tuxis Road, Madison, CT INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 2nd home, Airbnb CAPACITY: Owner - Active START DATE: 10.03.22 DUTIES: Property owner PER MONTH: 2; SECURITIES HOURS: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-11
• S63 Uniform Securities Agent State Law Examination
  1997-06-06