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Inactive

Joseph Anthony Johnson

The J.O. Johnson Group Inc.

Sykesville, MD

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Current Employers
The J.O. Johnson Group Inc.

Sykesville, MD • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-09
MD RA APPROVED 2021-07-08
  • PA RA
    APPROVED
    Since 2021-07-09
  • MD RA
    APPROVED
    Since 2021-07-08

Branch Locations

5662 French Ave, Sykesville, MD 21784 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade/ Td Ameritrade Frederick MD 07/2015 01/2021
Unemployed Sykesville MD 01/2021 06/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
The J.O. Johnson Group Inc. Sykesville MD 04/2021 Present
  • 07/2015 → 01/2021
    Scottrade/ Td Ameritrade
    Frederick, MD
  • 01/2021 → 06/2021
    Unemployed
    Sykesville, MD
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2021 → Present
    The J.O. Johnson Group Inc.
    Sykesville, MD
Previous Registrations
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Frederick, MD
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Frederick, MD
  • 2017-04-07 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-01-02 → 2013-10-21
    Pnc Wealth Management Llc
    Potomac, MD
    Vienna, VA
  • 2009-09-18 → 2011-01-06
    Valic Financial Advisors, Inc.
    Linthicum Heights, MD
  • 2003-06-23 → 2009-08-31
    Td Ameritrade, Inc.
    Towson, MD
    Glen Allen, VA
  • 2006-06-07 → 2009-08-31
    Td Ameritrade Investment Management, Llc
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-17
S63 Uniform Securities Agent State Law Examination 1998-06-29
  • S66 Uniform Combined State Law Examination
    2003-06-17
  • S63 Uniform Securities Agent State Law Examination
    1998-06-29

View on SEC IAPD

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Other Investors

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JAMES LOREN AREY III
MICHAEL ROBERT STEBNER
DAVID EARL HEDRICK
Connor Vogelsang
CHRISTINA OKEEFE MARSALEK
JOHN FREDERICK MAIENSHEIN
DAVID VOGELSANG

Other Offices

WELSH FINANCIAL & ACCOUNTING SERVICES,LLC · SYKESVILLE, MD
PFS INVESTMENTS INC. · ELDERSBURG, MD
PFS INVESTMENTS INC. · ELDERSBURG, MD
PNC WEALTH MANAGEMENT LLC · SYKESVILLE, MD
WELLS FARGO CLEARING SERVICES, LLC · ELDERSBURG, MD
EDWARD JONES · ELDERSBURG, MD
LPL FINANCIAL LLC · ELDERSBURG, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Finksburg, MD

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