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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-02 |
| MD | RA | APPROVED | 2026-01-02 |
| OH | RA | APPROVED | 2026-01-02 |
| AL | RA | APPROVED | 2025-08-18 |
| LA | RA | APPROVED | 2025-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Dothan | AL | 08/2010 | 08/2025 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 08/2025 |
| Arkadios Capital | Atlanta | GA | 08/2025 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 08/2025 | Present |
1. ADJ Real Estate Group, LLC; Investment Related - Yes; Dothan, AL; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); May 2016; During Business Hours: 0; After Business Hours: 2; Administrative. 2. Trust; Investment related Yes; Dothan, AL; Jan 2021; During business hours: 1; After business hours: 0 3. DBA Longleaf Capital Group, Investment related, Started 8/2010, 100-120 hours/month during securities trading hours. 4. Insurance Sales- Is Investment Related, 3535 Grandview Parkway, Suite 500, Birmingham, AL, 35243, United States, Insurance an annuity sales, Independent Agent, 10/1/2025, 5 hours per month, 0 hours per month during trading hours, Commission Compensation, I plan to process all life insurance and annuity sales through Highland Capital
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-21 |
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