Best Investors
Account
Sign in
Best Investors
Account
Sign in
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| LA | RA | APPROVED | 2016-03-17 |
| OH | RA | APPROVED | 2012-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swigart-Braunscheidel Insurance Agency | Wooster | OH | 09/2004 | Present |
| Lpl Financial Llc | Wooster | OH | 02/2012 | Present |
| Stratos Wealth Partners, Ltd | Wooster | OH | 02/2012 | Present |
1. 2/3/2012: SWIGART-BRAUNSCHEIDEL - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 50% - INSURANCE AGENCY. SELLING AND SERVICING LIFE AND HEALTH INSURANCE FOR THE AGENCY CLIENTS. 2. 2/3/2012: LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 2/13/2012: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - CO-OWN 40% OF A PROPERTY/CASUALTY INSURANCE AGENCY. RESPONSIBILITIES INCLUDE SELLING AND SERVICING LIFE AND HEALTH INSURANCE. 4. 2/21/2012: STRATOS WEALTH PARTNERS, INC. - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - Time Spent 80% - (HYBRID) - ADMIN - STRATOS WEALTH PARTNERS, LTD IS THE RIA WHICH THE ADVISOR I WORK FOR OFFERS FEE BASED FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES. 5. 9/25/2013: STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 6. 11/01/2016: Apple Creek Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 11/15/2016 - 60 Hr/Mo; 40 Hour(s) During Securities Trading. 7. 6/12/2017 - Boreman, Norton, Cook Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 06/12/2017 - 160 Hours Per Month During Securities Trading. 8. 6/26/2017 - Boreman, Norton, Cook Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin - Started 06/12/2017 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
Reach out to this advisor