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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-21 |
| IL | RA | APPROVED | 2019-12-13 |
| IN | RA | APPROVED | 2018-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Decatur | IL | 05/2009 | Present |
| Cornerstone Wealth Management Dba Reiss Financial Group, Llc | Decatur | IL | 10/2016 | 12/2019 |
1. 12/04/2013 - 5K PROPERTIES - Investment Related - Decatur, IL 62521 & Southern View, IL 62703 - REAL ESTATE RENTAL - TIME SPENT 10% - TWO RENTAL HOUSES. NO RENTERS ARE CLIENTS OR RELATED TO ANY CLIENTS. 2. 10/5/2019 - LifeMap Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 160 Hours Per Month/140 Hours During Securities Trading. 3. 5/14/2020 - Cornerstone Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 05/13/2020 - 200 Hours Per Month/8 Hours During Securities Trading. 4. 09/22/2022 - Broker's Service Marketing Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 09/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading 5. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 200 Hours Per Month/8 Hours During Securities Trading 6. 09/28/2023 - 5k Properties - Real Estate Rental - Investment Related - Oxford, MS - Start Date 11/04/2022 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-21 |
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