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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-03-28 |
| TX | RA | APPROVED_RES | 2025-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Baxter Springs | KS | 05/2011 | 08/2019 |
| Summit Financial Group | Baxter Springs | KS | 05/2011 | 08/2019 |
| Securities America, Inc. | Baxter Springs | KS | 08/2019 | 06/2024 |
| Securities America Advisors | Baxter Springs | KS | 08/2019 | 06/2024 |
| Osaic Wealth, Inc. | Baxter Springs | KS | 06/2024 | 03/2025 |
| Osaic Wealth, Inc. | Baxter Springs | KS | 06/2024 | 03/2025 |
| Lpl Financial Llc | Baxter Springs | KS | 03/2025 | Present |
1) 01/2025 - PRO-FFITT GARAGE / Business Owner / Owner/Make and lead workouts live on Facebook and in gym / Non Inv Related / Columbus, KS 66725 / Start date 07/01/2016 - 16 Hrs per month - 10 % Time Spent 2) 01/2025 - Horizon Capital Advisors / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 225 Hrs per month - 99% Time Spent 3) 01/2025 - Proffitt Financial Management / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Baxter Springs, KS 66713 / Start date 06/01/2011 -1 Hrs per month -1% Time Spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-07-10 |
| S65 | Uniform Investment Adviser Law Examination | 2005-10-04 |
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