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Brian H Mittelstaedt

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-08
  • TX RA
    APPROVED
    Since 2023-06-08

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Birmingham MI 09/2016 05/2021
Jpmorgan Securities Llc Birmingham MI 09/2016 05/2021
Jpmorgan Chase Bank, Na. Dallas TX 06/2021 Present
J.P. Morgan Securities Llc Dallas TX 06/2021 Present
  • 09/2016 → 05/2021
    Jpmorgan Chase Bank Na
    Birmingham, MI
  • 09/2016 → 05/2021
    Jpmorgan Securities Llc
    Birmingham, MI
  • 06/2021 → Present
    Jpmorgan Chase Bank, Na.
    Dallas, TX
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-08
S63 Uniform Securities Agent State Law Examination 2016-11-21
  • S65 Uniform Investment Adviser Law Examination
    2023-06-08
  • S63 Uniform Securities Agent State Law Examination
    2016-11-21
Other Names
  • Brian Henry Mittelstaedt

View on SEC IAPD

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