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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • IL RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

5600 North River Road Suite 800, Rosemont, IL 60018 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rosemont IL 05/2012 Present
Level Four Advisory Services Rosemont IL 01/2014 08/2021
Highpoint Advisor Group, Llc Rosemont IL 08/2021 Present
  • 05/2012 → Present
    Lpl Financial Llc
    Rosemont, IL
  • 01/2014 → 08/2021
    Rosemont, IL
  • 08/2021 → Present
    Highpoint Advisor Group, Llc
    Rosemont, IL
Previous Registrations
  • 2021-08-30 → 2021-12-31
    Highpoint Planning Partners
    Downers Grove, IL
    Rosemont, IL
  • 2014-01-13 → 2021-08-31
    Rosemont, IL
    Dallas, TX
  • 2007-10-03 → 2012-06-29
    Chicago, IL
    Johnston, RI
    Elmwood Park, IL
    Franklin Park, IL
Other Businesses

1. 3/13/2014 - EBERLIN FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/23/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/30/2021 - 15 Hours Per Month During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-02
S63 Uniform Securities Agent State Law Examination 1997-08-29
  • S65 Uniform Investment Adviser Law Examination
    2007-10-02
  • S63 Uniform Securities Agent State Law Examination
    1997-08-29

View on SEC IAPD

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