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15935 La Cantera Pkwy, San Antonio, TX 78256 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Funds Distributor, Inc. | Boston | MA | 03/2004 | 06/2017 |
| Amundi Pioneer Distributor, Inc. | Boston | MA | 07/2017 | 12/2020 |
| Amundi Distributor Us, Inc. | Boston | MA | 01/2021 | 04/2025 |
| Victory Capital Services, Inc. | Boston | MA | 04/2025 | Present |
| Victory Capital Management Inc. | Boston | MA | 04/2025 | Present |
As of February 2020, Host of the "Bet the Close" Podcast, located at 34 Great Rock Road, Hanover, MA 02339. Responsibilities include recording and hosting the podcast for a discussion on sports gambling as a hobby. This is not investment related. Will devote twelve hours per month toward this activity - zero hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-11 |
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