Richard Allen Gutshall

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 05/2025
  Lincoln Investment Planning, Inc.
  Austin, TX
• 05/2025 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2006-06-12 → 2025-05-01
  Lincoln Investment
  San Marcos, TX
  Asutin, TX
  Fort Washington, PA
• 2015-05-08 → 2025-05-01
  Capital Analysts
  Austin, TX
• 2005-05-20 → 2006-06-12
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
• 2001-04-01 → 2005-05-19
  Pmg Asset Management Inc
  Austin, TX

Other Businesses

LIFE BROKERAGE POSITION: SALES NATURE: TERM LIFE INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 01/01/1999 ADDRESS: 13644 BRETON RIDGE STE B, HOUSTON TX 77070 DESCRIPTION: I USE THIS COMANY TO RUN ILLUSTRATIONS FOR TERM LIFE INSURANCE AND LTC ILLUSTRATIONS FOR THE PURPOSE OF SALES RCNH, INC. POSITION: I AM AN INDEPENDENT REPRESENTATIVE. NATURE: METALS AND COINS INVESTMENT RELATED: YES NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/14/2014 ADDRESS: PEOPLES UNITED BANK BUILDING, 28 JONES ROAD #1, MILFORD NH 03055 DESCRIPTION: NONE COASTAL ARMOR POSITION: Managing Partner NATURE: Protection INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2018 ADDRESS: 7716 Orisha Drive, Austin TX 78739, United States DESCRIPTION: Start Up company RA WEALTH MANAGEMENT, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2018 ADDRESS: 7716 Orisha Drive, Austin TX 78739, United States DESCRIPTION: Holding LLC with no current plan of action R GUTSHALL INC POSITION: manager NATURE: holding company - Tax/Accounting Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2024 ADDRESS: 7716 Orisha Dr, Austin TX 78739, United States DESCRIPTION: I am running company expenses through this entity. PASSTHROUGH HOLDING COMPANY TO HOLD COMPANY ASSETS THAT DO NOT GO TO PAY CYCLES THROUGH R GUTSHALL MANAGEMENT CORP R GUTSHALL MANAGEMENT CORP POSITION: manager, general partner NATURE: holding company - Tax/Accounting Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/07/2024 ADDRESS: 7716 Orisha Dr, Austin TX 78739, United States DESCRIPTION: manager duties. This company will pay future hires - assistants, planners and others. I hired a group to run payroll and pay taxes for the future hires KW GUTSHALL & ASSOCIATES Is Investment Related, "2200 Old Ranch Road 12 STE C, San Marcos, TX, 78666, United States", Investment Advisor Rep, Independent contractor, 10/1/1999, 200 hours per month, 136 hours per month during trading hours, Commission Compensation, "Provides personalized investment, retirement, and financial planning advice to clients."

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-08-25

Other Names

• Rick Allen Gutshall