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Steven J Schenck

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-09-10
IN RA APPROVED 2007-06-04
  • TX RA
    APPROVED_RES
    Since 2007-09-10
  • IN RA
    APPROVED
    Since 2007-06-04

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Indianapolis IN 05/2007 Present
Bank Of America,N.A. Indianapolis IN 06/2011 Present
  • 05/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Indianapolis, IN
  • 06/2011 → Present
    Bank Of America,N.A.
    Indianapolis, IN
Previous Registrations
  • 2007-04-02 → 2007-06-05
    Morgan Stanley & Co. Llc
    Indianapolis, IN
  • 2003-06-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Indianapolis, IN
    Indianapolis, IN
  • 2000-01-25 → 2003-06-09
    Prudential Equity Group, Llc
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1999-12-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-12-01
Other Names
  • Jim Schenck
  • Steven J. Schenck
  • Steven J Schenck
  • Steven J Schenck Jr.

View on SEC IAPD

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