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Jeffrey Nicholas Hemsath

LPl Financial LLC

Independence, KY

CRD 2888395

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-03-18
  • KY RA
    APPROVED
    Since 2026-03-18

Branch Locations

Independence, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments, Llc Cincinnati OH 05/2016 02/2020
Ameriprise Financial Services, Llc Florence KY 02/2020 03/2026
Lpl Financial Llc Independence KY 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-06
S63 Uniform Securities Agent State Law Examination 1997-06-03
  • S66 Uniform Combined State Law Examination
    2007-11-06
  • S63 Uniform Securities Agent State Law Examination
    1997-06-03
Other Names
  • Jeff Hemsath
  • Jeffrey N Hemsath

View on SEC IAPD

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