Teresa Ann O'COnnor

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2021
  Voya Financial Advisors
  Spring, TX
• 05/2021 → Present
  Royal Alliance Associates, Inc.
  Spring, TX

Previous Registrations

• 2010-01-11 → 2021-05-26
  Voya Financial Advisors, Inc.
  Spring, TX
  Spring, TX
  The Woodlands, TX
  Norman, OK

Other Businesses

1. ALTUS CONSULTING GROUP POSITION: Owner/Senior Advisor NATURE: DBA for the advertising of financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2015 ADDRESS: 23206 MAGNOLIA WARBLER CREST LN, SPRING TX 77389, United States DESCRIPTION: The sale and service of investment and insurance related products. 2. INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/08/2015 ADDRESS: 23206 MAGNOLIA WARBLER CREST LN, SPRING TX 77389, United States DESCRIPTION: Fixed Insurance Sales 3. O'CONNOR FINANCIAL SERVICES, LLC POSITION: Owner/Senior Financial Advisor NATURE: LLC- Please note the LLC is only used for creditor protection and to pay my employees. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2008 ADDRESS: 23206 MAGNOLIA WARBLER CREST LN, SPRING TX 77389, United States DESCRIPTION: Limited Liability Company that pays employees, bills, and offers creditor protection 4. ALTUSCG HOLDINGS, INC. POSITION: President NATURE: Holding Company created by accountant and business attorney to hold and assist in the transfer of my company stock (O'Connor Financial Services, LLC). INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/16/2026 ADDRESS: 23206 MAGNOLIA WARBLER CREST LN, SPRING TX 77389, United States DESCRIPTION: I am the President and CEO. I maintain the administrative running of the business while acting as the lead financial consultant for the firm. 5. ALTUSCG GROUP LLC POSITION: CEO/President NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/16/2026 ADDRESS: 23206 MAGNOLIA WARBLER CREST LN, SPRING TX 77389, United States DESCRIPTION: Limited Liability Company that pays employees, bills and offers creditor protection

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-21
• S63 Uniform Securities Agent State Law Examination
  1997-05-16

Other Names

• Teresa Gibbins
• Teri Miller
• Teresa Ann Miller