Best Investors Account Sign in
Inactive

Ryan Randy Roloff

Cwm, LLC

Fresno, CA

Omaha, NE

Las Vegas, NV

Claim This Profile
Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-05-01
CA RA APPROVED 2026-04-29
NE RA APPROVED 2026-04-27
TX RA APPROVED 2026-04-27
  • NV RA
    APPROVED
    Since 2026-05-01
  • CA RA
    APPROVED
    Since 2026-04-29
  • NE RA
    APPROVED
    Since 2026-04-27
  • TX RA
    APPROVED
    Since 2026-04-27

Branch Locations

8050 N Palm Ave, Ste. 300, Fresno, CA 93711 • United States

14600 Branch St., Omaha, NE 68154 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 05/2013 11/2017
Cetera Advisor Networks Llc El Segundo CA 09/2017 09/2021
Commonwealth Financial Network San Diego CA 09/2021 09/2025
Roloff Retirement Solutions, Inc. Fresno CA 08/2011 09/2025
Farther Las Vegas NJ 09/2025 04/2026
Roloff Retirement Solutions Las Vegas NV 04/2026 Present
Cwm, Llc Omaha NE 04/2026 Present
  • 05/2013 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 09/2017 → 09/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2021 → 09/2025
    San Diego, CA
  • 08/2011 → 09/2025
    Roloff Retirement Solutions, Inc.
    Fresno, CA
  • 09/2025 → 04/2026
    Las Vegas, NJ
  • 04/2026 → Present
    Roloff Retirement Solutions
    Las Vegas, NV
  • 04/2026 → Present
    Omaha, NE
Previous Registrations
  • 2025-10-01 → 2026-04-30
    Las Vegas, NV
    San Francisco, CA
  • 2021-09-27 → 2025-09-30
    San Diego, CA
    Fresno, CA
    Fresno, CA
  • 2017-09-06 → 2021-10-01
    Cetera Wealth Services, Llc
    San Diego, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
  • 2013-05-29 → 2017-11-01
    Girard Securities, Inc.
    San Diego, CA
    Fresno, CA
  • 2011-09-01 → 2013-05-28
    Clovis, CA
    Clovis, CA
  • 2009-10-23 → 2011-09-02
    Fresno, CA
    Roseville, CA
    Merced, CA
    Fresno, CA
    Oakhurst, CA
  • 2006-12-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Fresno, CA
    Merced, CA
    Oakhurst, CA
    Fresno, CA
    Fresno, CA
    Roseville, CA
    Fresno, CA
  • 2001-03-16 → 2006-12-06
    Morgan Stanley Dw Inc.
    Fresno, CA
    Fresno, CA
Other Businesses

1. Roloff Tax Services; not investment related; 1486 Marsh Bird St, Las Vegas, NV 89138; president; tax consulting and preparation; start date: 03/2023; 10 hours per month; 10 hours during securities trading hours. 2. Roloff Insurance Services; not investment related; 1486 Marsh Bird St, Las Vegas, NV 89138; President; fixed insurance sales; start date: 01/2018; 5 hours per month; 5 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-01
S63 Uniform Securities Agent State Law Examination 1999-10-11
  • S65 Uniform Investment Adviser Law Examination
    2000-12-01
  • S63 Uniform Securities Agent State Law Examination
    1999-10-11
Designations

View on SEC IAPD

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor