Ryan Randy Roloff

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 09/2017 → 09/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2021 → 09/2025
  Commonwealth Financial Network
  San Diego, CA
• 08/2011 → 09/2025
  Roloff Retirement Solutions, Inc.
  Fresno, CA
• 09/2025 → 04/2026
  Farther
  Las Vegas, NJ
• 04/2026 → Present
  Roloff Retirement Solutions
  Las Vegas, NV
• 04/2026 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2025-10-01 → 2026-04-30
  Farther
  Las Vegas, NV
  San Francisco, CA
• 2021-09-27 → 2025-09-30
  Commonwealth Financial Network
  San Diego, CA
  Fresno, CA
  Fresno, CA
• 2017-09-06 → 2021-10-01
  Cetera Wealth Services, Llc
  San Diego, CA
  Fresno, CA
  Fresno, CA
  Fresno, CA
• 2013-05-29 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Fresno, CA
• 2011-09-01 → 2013-05-28
  Raymond James Financial Services Advisors, Inc
  Clovis, CA
  Clovis, CA
• 2009-10-23 → 2011-09-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fresno, CA
  Roseville, CA
  Merced, CA
  Fresno, CA
  Oakhurst, CA
• 2006-12-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Fresno, CA
  Merced, CA
  Oakhurst, CA
  Fresno, CA
  Fresno, CA
  Roseville, CA
  Fresno, CA
• 2001-03-16 → 2006-12-06
  Morgan Stanley Dw Inc.
  Fresno, CA
  Fresno, CA

Other Businesses

1. Roloff Tax Services; not investment related; 1486 Marsh Bird St, Las Vegas, NV 89138; president; tax consulting and preparation; start date: 03/2023; 10 hours per month; 10 hours during securities trading hours. 2. Roloff Insurance Services; not investment related; 1486 Marsh Bird St, Las Vegas, NV 89138; President; fixed insurance sales; start date: 01/2018; 5 hours per month; 5 hours during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-01
• S63 Uniform Securities Agent State Law Examination
  1999-10-11

Designations

• Certified Financial Planner
• Chartered Financial Consultant