Christopher Lee Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 05/2019
  Cetera Advisors Llc
  Denver, CO
• 05/2019 → Present
  Lpl Financial, Llc
  Magnolia, TX

Previous Registrations

• 2011-06-17 → 2019-05-30
  Cetera Advisors Llc
  Greenwood Village, CO
  Magnolia, TX
• 2007-08-03 → 2011-06-20
  Next Financial Group, Inc.
  Conroe, TX
  Houston, TX
• 2000-05-09 → 2002-05-24
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

1. 10/10/2009 - JONES WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ MAGNOLIA, TX 2. 10/10/2009 - JONES WEALTH MANAGEMENT/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ MAGNOLIA, TX 3. 09/09/2024 - CJWM Financial LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/05/2024 - 140 Hours Per Month/ 120 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1997-07-29

Other Names

• Chris Jones