Michael Byung Do Lee

Current Employers

Employment History

• 08/2016 → 01/2018
  Scottrade
  Sunnyvale, CA
• 01/2018 → 07/2020
  Comerica Securities
  San Jose, CA
• 07/2020 → 12/2022
  Merrill Lynch
  San Jose, CA
• 03/2023 → 07/2023
  Prudential
  San Jose, CA
• 12/2022 → 03/2023
  Unemployed
  Santa Clara, CA
• 07/2023 → 09/2025
  Northwestern Mutual (Katherine Michaels Agency)
  San Jose, CA
• 09/2025 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2023-08-17 → 2025-09-19
  Northwestern Mutual Investment Services, Llc
  Campbell, CA
• 2023-03-09 → 2023-07-19
  Pruco Securities, Llc.
  San Jose, CA
• 2020-07-06 → 2022-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 2018-01-30 → 2020-07-06
  Comerica Securities
  San Jose, CA
• 2017-01-27 → 2018-01-31
  Scottrade Investment Management
  Saint Louis, MO
• 2015-07-31 → 2016-08-30
  Equitable Advisors, Llc
  San Mateo, CA
• 2014-11-26 → 2015-07-10
  Questar Asset Management, Inc.
  Santa Clara, CA
  Minneapolis, MN
• 2014-05-19 → 2014-09-05
  Signator Investors, Inc.
  Lafayette, CA
  Redwood City, CA
• 2010-08-16 → 2014-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Mateo, CA
  Sacramento, CA
  San Mateo, CA
  Redwood City, CA
  Sacramento, CA
  Sunnyvale, CA
• 2007-10-05 → 2010-06-17
  Td Ameritrade, Inc.
  San Mateo, CA
• 2007-10-04 → 2010-06-17
  Td Ameritrade Investment Management, Llc
  San Mateo, CA
• 2006-05-25 → 2006-08-04
  Ameriprise Financial Services, Llc
  Sugar Land, TX

Exams

• S66 Uniform Combined State Law Examination
  2006-05-24
• S63 Uniform Securities Agent State Law Examination
  1998-11-19

Designations

Other Names

• Michael B Lee
• Michael Byung Do Lee
• Mike Lee