Thomas Francis Ritchie

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 02/2021
  Bb&T Investment Services, Inc.
  Lancaster, PA
• 09/2016 → 02/2021
  Bb&T Securities
  Richmond, VA
• 01/2018 → 02/2021
  Bb&T Securities, Llc
  Lancaster, PA
• 02/2021 → Present
  Truist Investment Services, Inc.
  Lancaster, PA
• 02/2021 → Present
  Truist Advisory Services, Inc.
  Lancaster, PA

Previous Registrations

• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Lancaster, PA
  Richmond, VA
  Charlotte, NC
  Lancaster, PA
• 2015-11-19 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Lancaster, PA
• 2014-01-21 → 2015-11-03
  Cetera Investment Advisers Llc
  King Of Prussia, PA
  York, PA
• 2010-07-15 → 2014-01-21
  Cetera Investment Services Llc
  York, PA
  Forest Hill, MD
• 2008-07-25 → 2010-06-25
  Pnc Wealth Management Llc
  Lancaster, PA
  Willow Street, PA
  Quarryville, PA
  Lititz, PA
  Lancaster, PA
  Lititz, PA
  Manheim, PA
  Bel Air, MD
  Lancaster, PA
  Lancaster, PA
  Quarryville, PA
  Lancaster, PA
  Lancaster, PA
  Lancaster, PA
  Lancaster, PA
  Lancaster, PA
  Lancaster, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-30
• S63 Uniform Securities Agent State Law Examination
  1997-08-12

Other Names

• Tom Ritchie
• Thomas Francis Ritchie
• Thomas Francis Ritchie