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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States
Basking Ridge, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Elks Organization located at Elks Lodge 1138 Valley Road Stirling, NJ 07980, starting 9/2016 as a member for 5 hours per month. HS Reunion Treasurer located in Basking Ridge HS 268 S Finley Ave Bernards, NJ 07920, starting 9/2016 for 4 hours per month. 08/15/2025 to present, Ridge Rebound Club, Treasurer for son's high school basketball, 5 hours per month, zero comp, non-investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-29 |
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