Dennis Robert Miller

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2016-12-02

NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2016-12-02

Branch Locations

48 S Service Rd Ste 403, Melville, NY 11747 • United States

Sayville, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Garden City	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Garden City, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Melville, NY

Other Businesses

Real Estate Ownership; Lot/Land; 108 S. 29th St, , Mexcio Beach, FL, 32456; Investment-Related; 06/03/2019. Business Ownership; Dennis R. Miller & Associates, LLC; Make office decisions, pay bills, negotiate and administer health insurance and payroll and retirement plan adminsitration, provide supplies.; Expense Management; 8 Winmar Lane, , Sayville, NY, 11782; Not Investment-Related; 03/07/2005; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Capital Partners; Participate in Lunch Networking Group. Serve as a meeting facilitator along with member Larry Scherer. Club meets at the Capital Grille at Roosevelt field Mall. I am listing the address of the restaurant as the address since this is where we meet.; 630 Old Country Road, , Garden City, NY, 11530; Not Investment-Related; 12/06/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-07-14

S63 Uniform Securities Agent State Law Examination

1997-07-14

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD