Jay Barrett Barclay

Current Employers

Employment History

• 06/2013 → 10/2017
  National Planning Corporation
  Indianapolis, IN
• 10/2017 → 06/2024
  Securities America, Inc.
  Indianapolis, IN
• 10/2017 → 06/2024
  Securities America Advisors
  Indianapolis, IN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN

Previous Registrations

• 2017-10-18 → 2024-06-14
  Securities America Advisors, Inc.
  Indianapolis, IN
• 2013-07-02 → 2017-10-25
  National Planning Corporation
  St. Petersburg, FL
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2005-01-11 → 2013-12-26
  Dcs Wealth Advisory Services, Llc.
  Indianapolis, IN
• 2004-11-04 → 2013-07-02
  1St Global Advisors Inc
  Indianapolis, IN
  Indianapolis, IN
• 2000-07-21 → 2004-11-15
  Equitable Advisors, Llc
  Indianapolis, IN

Other Businesses

1. Insurance Sales Position: agent Nature: Jay B. Barclay offers fixed insurance products such as term life insurance and disability income insurance. Investment Related: No Hours: 13 Securities Trading Hours: 13 Start Date: 10/01/1999 Address: 9165 Otis Avenue, Suite 108, Indianapolis IN 46216 2. Financial Planning Association Position: Member Nature: Jay B. Barclay is a member of the Financial Planning Association (FPA). The FPA serves professionals such as Certified Financial Planners TM, individuals studying to become CFPs and related professionals. Jay's involvement consists of attending quarterly, full or half-day industry related training meetings along with other educational meetings presented at random times. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 01/31/2007 Address: P.O. Box 44005, Indianapolis IN 46244 3. JBB HOLDINGS LLC POSITION: Owner Landlord NATURE: Jay B. Barclay owns JBB Holdings LLC and owns and rents residential homes in the Indianapolis area. Current address: 5949 Broadway, 5546 Winthrop, and 5111 Norwaldo. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1987 ADDRESS: 6115 OLD ORCHARD RD, Indianapolis IN 46226-0000, United States DESCRIPTION: I lease and manage three single-family homes. I collect rent, perform maintenance, and contract work with outside vendors as needed. 4. JAY B. BARCLAY POSITION: photographer NATURE: As a photographer, I create photo books and photos and they are available for sale on online. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2021 ADDRESS: 6115 Old Orchard Rd, Indianapolis IN 46226, United States DESCRIPTION: As a photographer, I create photo books and photos and they are available for sale on online. 5. STRATEGIC PLANNING SERVICES LLC POSITION: sole member NATURE: Strategic Planning Services LLC created on 12/27/2021, address 6115 Old Orchard Road, Indianapolis, IN 46226 for operation of financial services for Jay B. Barclay and Strategic Financial Planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 95 START DATE: 12/27/2021 ADDRESS: 6115 Old Orchard Rd, Indianapolis IN 46226, United States DESCRIPTION: This is a Sub-S corp. created for all my financial services activities as Jay B. Barclay and my DBA, Strategic Financial Services. 6. BRENDONWOOD HISTORIC DISTRICT FOUNDATION POSITION: Board Member / Bookkeeper NATURE: Brendonwood Historic District Foundation is a non-profit organization that supports Brendonwood Historic District (a neighborhood located in Indianapolis Indiana). The foundation receives donations and distributes funds to educate, support scientific issues, literacy, charitable purposes, preserve and maintenance of historic sites. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 12/11/2024 ADDRESS: 5925 Braewick Road, Indianapolis IN 46226, United States DESCRIPTION: Attend 3-5 board meetings per year. Maintain records of charitable gifts, fund disbursements, and expenses. (role specifically excludes authority or control of money, bank account or securities). 7. STRATEGIC FINANCIAL PLANNING POSITION: Financial Planner NATURE: Provide fee based financial planning through Osaic. Planning for retirement, college expenses, special goals, risk protection. INVESTMENT RELATED: Yes NUMBER OF HOURS: 86 SECURITIES TRADING HOURS: 86 START DATE: 10/01/2013 ADDRESS: 9165 Otis Ave., Suite 108, Indianapolis IN 46216, United States DESCRIPTION: Meet with clients to review their goals and needs, develop recommendations, implement plans, perform regular review meetings, Rebalance and trade investment accounts. Provide fee based financial planning through Osaic.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-21
• S63 Uniform Securities Agent State Law Examination
  1999-10-27

Designations

Other Names

• Jay B Barclay