Jeremy Sunshine

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1997 → 11/2021
  Ubs Financial Services Inc.
  New York, NY
• 11/2021 → 11/2024
  Jpmorgan Chase Bank Na
  Greenwich, CT
• 11/2021 → 11/2024
  Jpmorgan Securities Llc
  Greenwich, CT
• 11/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT

Previous Registrations

• 2021-11-30 → 2024-11-02
  J.P. Morgan Securities Llc
  White Plains, NY
  Greenwich, CT
  White Plains, NY
  Scarsdale, NY
• 2021-10-26 → 2021-11-22
  Ubs Financial Services Inc.
  Weehawken, NJ
  New York, NY
  New York, NY
  New York, NY
  Weehawken, NJ
  New York, NY
  Greenwich, CT
  New York, NY
  Paramus, NJ
  New York, NY

Other Businesses

I*: 2076284 Name of the other business Westchester Community College Whether the business is investment-related No Address of the other business Valhalla, NY 10595 Nature of the other business I am currently on the Board for Westchester Community College. I am a member of the Nominating Committee which is involved with the approval of new board members. WCC itself is a community college in the Westchester with a mission to provide a high-quality, affordable, and accessible education to meet the needs of the diverse community it serves. WCC's mission also includes: academic excellence, workforce development, economic development, lifelong learning, and student success. My role on the Nominating committee is to help identify and potential future board members. Title, or relationship with the other business Foundation Board Member. Member of Nominating Committee. Start date of your relationship 11/04/2024 Approximate number of hours/month you devote to the other business 2 Number of hours you devote to the other business during securities trading hours1 Briefly describe your duties relating to the other business Nominating committee is responsible for helping identify potential future Board members. Also, advocate WCC for low Income HHs as a viable educational career path I*: Name of the other business Uno Concierge Whether the business is investment-related No Address of the other business Scarsdale NY 10583 Nature of the other business Concierge and background check services Your position No involvement in Uno Concierge at any level other than silent 50% owner. handles all items UNO Concierge related Title, or relationship with the other business Spouse of who handles all items Uno Concierge related Start date of your relationship 2015 Approximate number of hours/month you devote to the other business 0 Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business No active duties in any capacity. I*2626278, Entity Type,For Profit, Name of OBA:Uno Concierge. Address:ScarsdaleNew York10583, Investment Related: no,Position, Title, Association:Owner, Employee Start Date:11/08/2024, No Hours: 0 yearly,No Hours during trading: 0,Duties: Concierge and background check services.No involvement in Uno Concierge at any level other than silent 50% owner. Wife Dorathy Sunshine handles all items UNO Concierge related

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-31
• S63 Uniform Securities Agent State Law Examination
  1999-10-26

Other Names

• Jeremy Daniel Sunshine