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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-04-11
MD RA APPROVED 1997-07-23
  • TX RA
    APPROVED_RES
    Since 2008-04-11
  • MD RA
    APPROVED
    Since 1997-07-23

Branch Locations

9928 Old Ocean City Blvd Ste 5, Berlin, MD 21811-1168 • United States

Bishopville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Berlin MD 09/2005 03/2020
Ameriprise Financial Services, Llc Berlin MD 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 18596 Bradenton Rd, , Ft Myers, FL, 33967; Not Investment-Related; 08/01/2025 / Lot/Land; Lot 93 Maid At Arms Lane, , Berlin, MD, 21811; Not Investment-Related; 05/03/2021. Business Ownership; CJ Holdings LLC; Manage real estate; LLC which owns commercial real estate; 11907 Peyton Court, , Bishopville, MD, 21813; Not Investment-Related; 09/07/2010; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-08
S65 Uniform Investment Adviser Law Examination 1997-06-26
  • S63 Uniform Securities Agent State Law Examination
    1999-12-08
  • S65 Uniform Investment Adviser Law Examination
    1997-06-26

View on SEC IAPD

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