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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-11-04 |
Branch Locations
3701 Corporate Pkwy Ste 310, Center Valley, PA 18034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Lancaster | PA | 03/1997 | Present |
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 03/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2008 | Present |
| Northwestern Mutual Investment Services, Llc | Center Valley | PA | 05/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. OWNER E-TOWER RESTORATION SPECIALISTS LLC, 1962 HERSHEY ROAD, ELIZABETHTOWN PA, 5 HOURS PER MONTH, NOT INVESTMENT RELATED. 2. 12.5 % OWNER, E-TOWN BUCKHORNS LLC, EAST SHAMBAKER ROAD, GAINES, , PENNSYLVANIA, 16921, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/15/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE, FAMILY LLC, INHERITED. INVESTMENT RELATED 3. 100% OWNER, RHJ3, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/01/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-29 |
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