Emanuel Andres Romero-Vicini

Current Employers

Employment History

• 05/2016 → 06/2019
  Essex Financial Services, Inc.
  Essex, CT
• 06/2019 → 10/2019
  Unemployed
  Simsbury, CT
• 01/2020 → Present
  Vision Financial Markets
  Stamford, CT
• 10/2019 → Present
  Resilience Investment Advisory Compliance Consultants
  Simsbury, CT

Previous Registrations

• 2016-05-03 → 2019-07-05
  Essex Financial Services, Inc.
  Essex, CT
• 2014-05-02 → 2016-03-30
  Concourse Financial Group Securities, Inc.
  Middletown, CT
• 2014-04-04 → 2014-04-14
  Northstar Wealth Partners Llc
  West Hartford, CT
• 2011-11-21 → 2011-11-21
  Lpl Financial Llc
  West Hartford, CT
• 2009-12-10 → 2010-02-19
  Raymond James Financial Services Advisors, Inc
  Middletown, CT

Other Businesses

Resilience Investment Advisory Compliance Consultants (IACC). CEO. The Company is located at 314 Boundary Ave Red Lion PA. Resilience IACC provides independent advisors RIA creation services and general compliance consulting. 5 to 10 hours a month is devoted to the business 0 during trading hours. Start Date October 2019. Resilience IACC and Vision Financial Markets are separate entities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-01
• S63 Uniform Securities Agent State Law Examination
  1997-06-16

Other Names

• Manny Romero
• Andres Romero
• Emanuel Andres Romero
• Emanuel Andrew Romero-Vicini