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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-13
IL RA APPROVED 2020-06-17
  • TX RA
    APPROVED
    Since 2025-06-13
  • IL RA
    APPROVED
    Since 2020-06-17

Branch Locations

3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 07/2013 11/2017
The Huntington Investment Company Naperville IL 12/2017 06/2020
Principal Life Insurance Company Downers Grove IL 06/2020 02/2026
Principal Securities Inc Downers Grove IL 06/2020 Present
Previous Registrations
  • 2017-12-15 → 2020-06-15
    Naperville, IL
  • 2013-07-25 → 2017-12-08
    Dekalb, IL
    Aurora, IL
    Aurora, IL
    Aurora, IL
    Batavia, IL
    North Aurora, IL
    Cicero, IL
    Berwyn, IL
    Berwyn, IL
    Cicero, IL
  • 2011-05-23 → 2013-07-23
    Bmo Harris Financial Advisors, Inc.
    Joliet, IL
  • 2008-08-21 → 2011-04-04
    Chase Investment Services Corp.
    Glen Ellyn, IL
    Warrenville, IL
    Aurora, IL
Other Businesses

***Fixed Insurance; Investment Related; Downers Grove, IL; Agent; Life, Annuity, DI, LTC, Health; Start Date: 06/16/2020; 2 hrs per month; 2 during trading hours. INSPIRE THERAPEUTIC SERVICES. LLC POSITION: Practice Manager NATURE: Manager INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2022 ADDRESS: 2135 City Gate Ln, Ste 300, Naperville IL 60563, United States DESCRIPTION: Practice Manager, responsibilities include the use of technological tools and solutions including EMR, metrics reporting, customer service, oversees the budget, billing, and related revenue cycle. services. My wife Dr. Ednalice Pagan-Romney, PsyD who passed away on March 16th, 2022 was the owner of Inspire Therapeutic Services, LLC. I'm planning on passing ownership to another provider since is a Professional LLC. and maintain administrative support to the business on non-trading hours. B H PRACTICE MANAGEMENT, LLC POSITION: Practice Manager - Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2023 ADDRESS: 3532 Fletcher Ln, Aurora IL 60506, United States DESCRIPTION: Owner of B H Practice Management, LLC which provides Practice Management to Behavioral Health provider. Responsibilities include the use of EMR, metrics reporting, customer service, oversees budget, billing, related revenue cycle, and practice consulting. My wife Dr. Ednalice Pagan-Romney, PsyD passed away on March 15th, 2022, was the owner of Inspire Therapeutic Services, LLC, ownership was transferred to another provider since is a Professional LLC and B H Practice Management will continue to maintain administrative support to the business on non-trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-20
S63 Uniform Securities Agent State Law Examination 2008-07-15
  • S66 Uniform Combined State Law Examination
    2008-08-20
  • S63 Uniform Securities Agent State Law Examination
    2008-07-15
Designations
Other Names
  • Jorge Ivan Seda-Rivera
  • Jorge Ivan Seda-Rivera
  • Jorge Ivan Seda Rivera

View on SEC IAPD

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