Peter John Marriott

Current Employers

Employment History

• 01/2015 → Present
  Kestra Investment Services, Llc
  Charlotte, NC
• 04/2016 → 09/2024
  Kestra Advisory Servces, Llc
  Charlotte, NC
• 09/2024 → 10/2025
  Nfp Retirement, Inc.
  Aliso Viejo, CA
• 10/2025 → Present
  Wealthspire Retirement Advisory
  Aliso Viejo, CA

Previous Registrations

• 2016-04-20 → 2024-09-05
  Kestra Advisory Services, Llc
  Charlotte, NC
• 2013-04-09 → 2015-06-11
  Trinity Retirement Solutions, Llc.
  Charlotte, NC

Other Businesses

Name: SMOKY MOUNTAIN STORAGE Investment Related: No Address: 144 MONTGOMERY ST WAYNESVILLE NC 28786 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 1/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: No duties Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: SAYRA INVESTMENT COMMITTEE POSITION: Past Commodore asked to be on Investment Committee NATURE: Investment Committee for the non-profit INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: PO Box 12840, Charleston SC 29422 DESCRIPTION: Work with other members of the investment committee on investment strategy and report to the board and members NAME: WEALTHSPIRE RETIREMENT, L LC A REGISTERED INVESTMENT ADVISER, DBA WEALTHSPIRE RETIREMENT ADVISORY POSITION: Employee NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes # OF HOURS: 39 SECURITIES TRADING HOURS: 7 START DATE: 12/01/2025 ADDRESS: 1901 Roxborough Road | Suite 300, Charlotte NC 28211, United States DESCRIPTION: Maintain and grow clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-04
• S66 Uniform Combined State Law Examination
  2000-04-10