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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2008-08-15 |
Branch Locations
9998 Crosspoint Blvd, Ste 400, Indianapolis, IN 46256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nml | Milwaukee | WI | 09/1996 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 04/1997 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, POHO, LLC, 6225 INDIANOLA AVE, INDIANAPOLIS, , INDIANA, 46220, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/11/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE OWNER. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-01 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
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