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Claudia Victoria Martinez

Morgan Stanley

Houston, TX

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-09
  • TX RA
    APPROVED
    Since 2018-08-09

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 10/2012 08/2018
Morgan Stanley Smith Barney Llc Houston TX 08/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 09/2018 Present
  • 10/2012 → 08/2018
    Houston, TX
  • 08/2018 → Present
    Morgan Stanley Smith Barney Llc
    Houston, TX
  • 09/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2012-10-01 → 2018-08-13
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2009-12-21 → 2012-10-01
    Chase Investment Services Corp.
    Houston, TX
  • 2005-05-18 → 2009-03-30
    Stanford Group Company
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-17
  • S66 Uniform Combined State Law Examination
    2005-05-17
Other Names
  • Claudia Victoria Vingerhoedt

View on SEC IAPD

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