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Mary C. Barty

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southampton, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2012-07-05
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2012-07-05

Branch Locations

57 Hampton Rd, Southampton, NY 11968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Southampton NY 12/2008 Present
Bank Of America,Na Southampton NY 11/2009 Present
  • 12/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Southampton, NY
  • 11/2009 → Present
    Bank Of America,Na
    Southampton, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-13
S63 Uniform Securities Agent State Law Examination 1998-04-17
  • S65 Uniform Investment Adviser Law Examination
    1998-07-13
  • S63 Uniform Securities Agent State Law Examination
    1998-04-17
Other Names
  • Mary Catherine Barty
  • Mary Catherine Barty
  • Barty Scheurer
  • Mary Barty
  • Mary C. Barty
  • Mary Catherine Barty Scheurer

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Southampton, NY
UBS FINANCIAL SERVICES INC. · SOUTHAMPTON, NY
WELLS FARGO CLEARING SERVICES, LLC · SOUTHAMPTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHAMPTON, NY
WELLS FARGO CLEARING SERVICES, LLC · SOUTHAMPTON, NY
LPL FINANCIAL LLC · SOUTHAMPTON, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Southampton, NY
EDWARD JONES · BRIDGEHAMPTON, NY

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