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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-10
  • PA RA
    APPROVED
    Since 2025-09-10

Branch Locations

Bechtelsville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Boyertown PA 08/2010 05/2024
Lincoln National Life Radnor PA 07/2010 03/2025
Lincoln Financial Distributors, Inc. Boyertown PA 05/2024 03/2025
Transamerica Investors Securities, Llc Bechtelsville PA 09/2025 Present
Transamerica Life Insurance Company Bechtelsville PA 09/2025 Present
Unemployed Bechtelsville PA 03/2025 09/2025
  • 08/2010 → 05/2024
    Lincoln Financial Advisors Corporation
    Boyertown, PA
  • 07/2010 → 03/2025
    Lincoln National Life
    Radnor, PA
  • 05/2024 → 03/2025
    Lincoln Financial Distributors, Inc.
    Boyertown, PA
  • 09/2025 → Present
    Transamerica Investors Securities, Llc
    Bechtelsville, PA
  • 09/2025 → Present
    Transamerica Life Insurance Company
    Bechtelsville, PA
  • 03/2025 → 09/2025
    Unemployed
    Bechtelsville, PA
Previous Registrations
  • 2010-08-05 → 2024-05-02
    Osaic Fa, Inc.
    Radnor, PA
    Radnor, PA
    Fort Wayne, IN
    Radnor, PA
    Boyertown, PA
    Boyertown, PA
    Fort Wayne, IN
  • 2008-08-12 → 2009-02-12
    Horsham, PA
  • 2008-01-14 → 2008-08-12
    Mount Laurel, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-10
S63 Uniform Securities Agent State Law Examination 2006-10-23
  • S65 Uniform Investment Adviser Law Examination
    2008-01-10
  • S63 Uniform Securities Agent State Law Examination
    2006-10-23

View on SEC IAPD

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