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Thomas Gray Dyer

Dyer & Company, L.L.C.

Charlotte, NC

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Current Employers
Dyer & Company, L.L.C.

300 East Boulevard Suite B4, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-17
  • NC RA
    APPROVED
    Since 2018-10-17

Branch Locations

300 East Boulevard Suite B4, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dyer & Company, L.L.C. Charlotte NC 09/2018 Present
Davidson College Davidson NC 04/2012 09/2019
Previous Registrations
  • 2009-03-06 → 2012-04-05
    Rbc Capital Markets, Llc
    Charlotte, NC
  • 2006-02-21 → 2009-03-26
    Citigroup Global Markets Inc.
    Charlotte, NC
    New York, NY
  • 2004-09-30 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Charlotte-South Park, NC
  • 2003-01-01 → 2003-03-05
    Bacap Distributors, Llc
    Charlotte, NC
  • 2000-01-13 → 2003-01-01
    Stephens
    Charlotte , NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-31
S63 Uniform Securities Agent State Law Examination 1997-09-09
  • S65 Uniform Investment Adviser Law Examination
    1998-03-31
  • S63 Uniform Securities Agent State Law Examination
    1997-09-09
Designations
Other Names
  • Thomas Gray Dyer
  • Thomas Gray Dyer Jr.

View on SEC IAPD

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