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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-08-25 |
Branch Locations
14819 Ballantyne Village Way Suite 1100, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | East Bridgewater | NJ | 01/2000 | 03/2017 |
| Mass Mutual Life Insurance | East Bridgewater | NJ | 01/2000 | 03/2017 |
| Unemployed | Warren | NJ | 04/2017 | 08/2017 |
| Mutual Of Omaha Investor Services | Wilmington | NC | 09/2017 | 11/2019 |
| Unemployed | Waxhaw | NC | 12/2019 | 02/2020 |
| New York Life Insurance Company | Chalotte | NC | 02/2020 | Present |
| Nylife Securities Llc | Charlotte | NC | 03/2020 | Present |
| Mutual Of Omaha | Wilmington | NC | 09/2017 | 11/2019 |
| Eagle Strategies Llc | Charlotte | NC | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-05 |
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