Thomas Anthony Rinaldi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2016 → 10/2016
  Unemployed
  New York, NY

Other Businesses

I*: 2215283 Entity Type: Entity For Profit Name of OBA: TBD Address: New York, NY 10128 Investment Related: n Position, Title, Association: owner Employee Start Date: 03/15/2025 No Hours: 5hr/wk No Hours during trading: 0 Duties: For the purpose of college admissions consulting and SAT prep services.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-21
• S63 Uniform Securities Agent State Law Examination
  2010-04-16

Other Names

• Thomas Anthony Rinaldi
• Thomas Rinaldi