Artemio F Mercado

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Miami, FL

Previous Registrations

• 2012-10-01 → 2015-09-25
  J.P. Morgan Securities Llc
  Sunny Isles Beach, FL
• 2009-01-09 → 2012-10-01
  Chase Investment Services Corp.
  Miami Lakes, FL
  Hialeah, FL
  Miramar, FL
  Miami Lakes, FL
  Hialeah, FL
  Miramar, FL
  Miami Lakes, FL
  Miami, FL
  Jackson Heights, NY
  Jackson Heights, NY
  Pembroke Pines, FL
  Miami, FL
  Miami, FL
  Miami Gardens, FL
  Miramar, FL
  Hollywood, FL
  Sunny Isles Beach, FL
  Bronx, NY
• 2004-09-07 → 2008-12-19
  Ladenburg Thalmann Asset Management Inc
  New York, NY
  New York, NY
  New York, NY

Other Businesses

POSHMARK, NOT INV RELATED, REDWOOD CITY, CA, SELLER, START: 8/1/2022, 3 HRS/MONTH, 0 HRS DURING TRADING, SELLING NEW AND SECONDHAND FASHION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-02
• S63 Uniform Securities Agent State Law Examination
  1997-05-23

Other Names

• Artemio Mercado